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Financial terms in "Compliance and Governance"

1. Takeover Panel

2. Companies House

3. UGMA

4. Resolution

5. Companies Registration Office

6. Securities and Investments Board

7. Registration Statement

8. associate director

9. boardroom

10. Registrar

11. Securities and Exchange Commission

12. Regulation Z

13. Compliance Officer

14. Registered Company

15. MD

16. Ombudsman

17. Minority interest

18. Quorum

19. FSA

20. UCC

21. Trade Descriptions Act

22. Regulation S-X

23. Outside director

24. Regulation D

25. general undertaking

26. Bylaws

27. Board of Directors

28. Uniform Commercial Code

29. Securities and Futures Authority

30. Financial Services Authority

31. Uniform transfers to minors act

32. Monopolies and Mergers Commission

33. SEC

34. SC

35. Financial Services Act

36. Committee on Uniform Securities Identification Procedures

37. chief executive

38. Office of Management and Budget

39. corporate resolution

40. regulatory agency

41. Office Of Fair Trading

42. NAIC

43. company registrar

44. CH

45. deregulation

46. Chief Executive Officer

47. Statements of Standard Accounting Practice

48. registration fee

49. Ordinary Resolution

50. Executive Director

51. Articles of incorporation

52. Regulation T

53. executive officer

54. FINRA

55. directors' report

56. Serious Fraud Office

57. Statement of Financial Accounting Standards

58. proxy form

59. chairman's report

60. corporate governance

61. Rule 144

62. general meeting

63. directorate

64. CFTC

65. Options Clearing Corporation

66. co-director

67. Proxy fight

68. CUSIP

69. National Association of Securities Dealers

70. Proxy vote

71. accountability

72. Investment Management Regulatory Organisation

73. Articles Of Association

74. Building Societies Ombudsman

75. Statutory voting

76. compliance department

77. NASD

78. Annual meeting

79. OMB

80. self-regulation

81. FIMBRA

82. Annual report

83. minutes

84. BaFin

85. CEO

86. control

87. Annual General Meeting

88. Suitability rules

89. Financial Industry Regulatory Authority

90. Disclosure

91. Office of Thrift Supervision

92. Proxy

93. Cumulative voting

94. Personal Investment Authority

95. Commodity Futures Trading Commission

96. Watchdog

97. Markets in Financial Instruments Directive

98. Special Resolution

99. Ex Officio

100. corporate planning

Note: Maximum 100 records reached. Please narrow your search.

Featured term of the day

Definition / Meaning of

Use In Commerce

Categories: Patent,

For the purpose of obtaining federal registration, "commerce" means all commerce that the U.S. Congress may lawfully regulate; for example, interstate commerce or commerce between the U.S. and another country. "Use in commerce" must be a bona fide use of the mark in the ordinary course of trade, and not use simply made to reserve rights in the mark. Generally, acceptable use is as follows: For goods: the mark must appear on the goods, the container for the goods, or displays associated with the goods, and the goods must be sold or transported in commerce. For services: the mark must be used or displayed in the sale or advertising of the services, and the services must be rendered in commerce. If you have already started using the mark in commerce, you may file based on that use. A "use" based application must include a sworn statement(usually in the form of a declaration) that the mark is in use in commerce, listing the date of first use of the mark anywhere and the date of first use of the mark in commerce. A properly worded declaration is included in the USPTO standard application form. The applicant or a person authorized to sign on behalf of the applicant must sign the statement. The application should include a specimen showing use of the mark in commerce.

Most popular terms

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6. Cash Forward Contract
7. Option Backdating
8. Fast Market
9. Self-insured Retention (SIR)
10. Management Liability Insurance

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