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Financial terms in "Brokerages"

2. investment banking

3. Uniform Securities Act

4. fail to deliver

5. covered write

6. Settlement agent

7. partial delivery

11. Division of Investment Management

12. Limit order

14. Financial Industry Regulatory Authority

15. Money market account

17. syndicate bid

18. credit balance

19. deep discount broker

20. negotiated commission

21. clearing broker

22. front-ending an order

23. limited discretionary account

25. margin buying

26. direct market access

28. central limit order book

29. facilitation

30. Glass-Steagall Act

31. dark liquidity pools

32. kill

33. market if touched order

34. distribution capability

38. full trading authorization

40. two-way market

41. Floor Trader

43. prime brokerage

45. commission house

47. lessee member

48. cash-secured put

49. selling away

51. forward trading

52. acknowledge

53. lending at a premium

54. blackboard trading

55. Price improvement

56. pc

57. compliance department

60. broker booth support system (BBSS)

61. asset management

62. NSCC

64. net capital requirement

65. commingling

66. real-time trade reporting

67. Canadian Investor Protection Fund (CIPF)

68. due diligence meeting

69. bid wanted in competition (BWIC)

70. cage

71. futures brokers

72. forward premium (or discount)

73. lending at a rate

76. wealth management

77. investment security

78. participatory note

82. round of funding

83. margin level

84. independent introducing broker

85. Hart-Scott-Rodino Act of 1976

86. Certificate of Authority

87. Securities Investor Protection Act of 1970

92. five percent rule

93. differential

94. fail to receive

95. discretionary proposition

96. federal register

97. NASD Regulation

98. Merchant Bank

99. Automated Order Entry System

100. institutional brokerage

Note: Maximum 100 records reached. Please narrow your search.

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Definition / Meaning of

Special Crime Insurance

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8. Individual Retirement Arrangement (IRA)
9. Convertible Hedge
10. Specialist