Home > Glossary > Selling Away
Meaning / Definition of
Selling Away
Categories: Investing and Trading, Brokerages,
The act of a broker trying to get a client or potential client to purchase securities not offered by the company that the broker works for. This practice is considered a violation of the securities contract that the broker has with the firm and may lead to termination.
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Definition / Meaning of
Prohibited Transactions
Categories: Insurance,
removed
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