Home > Glossary > Securities Enforcement Remedies And Penny Stock Reform Act Of 1990
Meaning / Definition of
Securities Enforcement Remedies And Penny Stock Reform Act Of 1990
Categories: Estate Planning, Brokerages,
Federal legislation which gives the securities and exchange commission the ability to assess civil penalties. If a broker is found guilty of violating a SEC rule, he or she may be charged a civil penalty depending on the severity of the violation.
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